OCREUS Group

Contact us for specific details of our case studies.

The below list provides some headline highlights of just some of the engagements we have delivered for our clients:

  • Advisory, Consulting & Interim Management – Asset Management operating model implementation programme
  • Assurance -FCA Skilled Persons Review – Conducted a FC Review and Recommend assessment and report on an international Bank
  • Assurance – PRA Skilled Persons Review – Conducted Governance Review and recommend assessment and report 
  • Assurance -FCA Skilled Persons Review – Conducted a FC Review and Recommend assessment and report on an international Bank
  • Assurance – On-going Independent QA of FC process at international Bank
  • Assurance – FCA Skilled Persons Review – Conducted a FC Review and Recommend assessment and report on an international Bank
  • Assurance – FC and AML advisory and remediation for international Bank
  • Advisory – Review and assessment of front to back process of loans  
  • Advisory & Consulting – CASS advisory, review and remediation for brokerage firm
  • Assurance – FC and AML remediation review for investment Bank
  • Assurance – FC and AML remediation programme for international bank
  • Consulting – CASS review and remediation for brokerage firm
  • Consulting – SMcR Interview, assessment and advisory for international bank
  • Assurance – FCA Skilled Persons Review – Conducted FC Review and Recommend assessment and report on payment services firm
  • Advisory & Consulting – New business and product offering build out including regulatory advisory and process development delivery for major sell side firm
  • Assurance – FCA Skilled Persons Review – Conducted FC Review and Recommend assessment and report on buy side firm
  • Consulting – Brexit – Programme Management and Delivery at large global IB
  • Advisory & Interim Management – Risk Management and Governance role at large Asset Manager
  • Advisory & Consulting – MiFID II Programme – Research and Best Execution, Advisory for Asset Manager
  • Consulting – MiFID II programme – Programme Management for the delivery of multiple projects at a major international Investment Bank
  • Advisory – Assessment of trading product processes to current and future regulatory regimes for Prime Brokerage.
  • Advisory – Portfolio ‘due-diligence, review’ and restructure, flows, documentation and legal review.
  • Advisory – Review and assessment of trading process under MiFID and EMIR.
  • Consulting & Resource augmentation – Deployment of resources into line management and technical business role\s for global custodian.
  • Interim Management – Business COO including overseeing new product and business origination, client delivery at global bank.
  • Advisory & Consulting – New business and product origination build out including process development.
  • Advisory & Consulting – Business and supporting operating model review, recommendations and implementation.
  • Consulting – Technology Information Security – Performed information security review including ISO27001 for UK financial services firm.
  • Expert Witness – Fact pattern analysis and forensic review of trading activity, documented procedures and Audits, providing Expert report for a Global bankruptcy civil claim in the US court.
  • Advisory  – OTC Derivatives Strategy – Part of a global review to evolve focused business strategy in reaction to the developing post trade regulatory environment.
  • Advisory – CASS – Ensuring compliance with both CASS and MiFID’s Custody and Client Money regulations
  • Expert Witness – Advisory, report, Case management and detailed trading, processing, documentation and audit analysis for Hedge Fund, UK court criminal case.
  • Consulting – Leadership and senior management profiling, conduct, ethics and behavioural review and coaching at global US banking institution.

    WP to LinkedIn Auto Publish Powered By : XYZScripts.com