Onboarding including Customer Due Diligence, Enhanced Due Diligence, Customer Risk Assessment
Transaction Monitoring – technology, rule/scenario configuration, discounting best practice
Periodic Review
Dormant and blocked customers, offboarding
Sanctions and PEP Compliance
PEP and Sanctions related policies
PEP and Sanctions screening – technology, procedures, discounting best practice
Financial Services
Trade finance
Correspondent banking
Payment services and electronic money
HNW banking
UK branches and subsidiaries of non-EEA banks
Higher risk jurisdictions
Anti-Bribery Compliance
UK Bribery Act compliant policies – development, gap analysis
UK anti-bribery and corruption (ABC) best practice / procedures – compliance with MoJ guidelines
International ABC policies and procedures – compliance with international legislation and regulation, for example:
US Federal Sentencing Guidelines
French AFA Guidelines
Training and Team Development (first and second lines of defence)
Board workshops
Training strategy
Training Needs Analysis (TNA) – Financial Crime focused or general
Training Plans
Training design
Training delivery – bespoke in person or virtual workshops
Quality Assurance and Internal Audit (third line of defence) Services
IA outsourcing and co-sourcing
IA Annual Plans – Financial Crime thematic reviews or integrated into general review
IA work programme design – Financial Crime thematic reviews or Financial Crime steps integrated into general reviews
Quality Assurance (QA) during or following Skilled Person reviews, general independent QA:
Outsourced or co-sourced CMP
Onboarding and periodic review QA
Correspondent bank and trade finance DD QA
Transaction monitoring discounting QA
Cookies (UK and EU GDPR)
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Privacy & Cookies Policy
Privacy Overview
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